Interviewing
BlogInterviewing GuideGovernance, Risk, and Compliance
  • Overview
  • Intro
    • General
      • Tell Me About Yourself
      • What are you looking for in a new role?
      • What is your greatest weakness?
      • What are your greatest strengths?
      • Describe Your Leadership Style?
    • Career
      • Elevator Pitch
      • Job History
    • Behavioral-Based
      • Time when you came up with a new approach to a problem.
      • Describe a project that required input from people at different levels in the organization.
      • Encountered a problem and how you resolved it.
      • Juggle multiple important projects.
      • Most innovative new idea that you have implemented?
      • What project have you done that you're most proud of?
  • AWS
    • General
      • Can you describe the different components of AWS security?
      • Ensure the security of its data centers?
      • Concept of least privilege and how it applies to AWS?
      • How does AWS implement network security?
      • Types of AWS Identity and Access Management (IAM) policies?
      • AWS Secure Sockets Layer (SSL) and Transport Layer Security (TLS) work?
      • AWS Security Groups and how they can be used to control inbound and outbound traffic
      • How does AWS implement encryption to protect data at rest and in transit?
      • Can you describe the different types of AWS firewalls (e.g. Network Firewall, Web Application Firewa
      • Enable secure access to resources using IAM roles and temporary credentials?
      • How does AWS enable secure data transfer using AWS Transfer Family (e.g. SFTP, FTPS)?
      • How does AWS enable secure application development using services such as AWS Secrets Manager and AW
      • Features of AWS Shield and how it can be used to protect against DDoS
      • Enable secure communication between services using VPC endpoints and AWS PrivateLink?
      • Can you describe the security features of AWS Direct Connect and how it can be used to establish a s
    • Securing
      • How can you secure access to S3 buckets?
      • What is AWS KMS and how can it be used to secure data?
      • Secure access to an AWS database
      • Secure an application running on an EC2 instance
      • Protect against security breaches on AWS?
      • Ensure the security of user data stored in AWS
      • Secure access to the AWS management console
      • Secure data stored in the AWS with encryption
      • Secure your AWS infrastructure from unauthorized access
      • Secure data in transit and at rest in AWS
      • Secure access to your Amazon Elastic Container Service (ECS) clusters
      • Using Amazon Virtual Private Cloud (VPC) to secure your resources
      • AWS WAF to protect against web-based attacks
      • AWS Certificate Manager (ACM) to secure your website and applications
    • S3
  • Security Domains & Technical Aptitude
    • General
      • Questions with Steps
        • What are the steps when securing a Linux server?
        • Explain what happens when you type domain in the browser and press enter
    • Security & Privacy Governance
    • Cloud Security
    • Compliance
      • Frameworks
        • SOC 2
        • ISO 27001
      • What are the steps to a SOC 2 Gap Analysis?
      • Auditing
      • Internal Audit
      • Internal Audit Program
      • What are the steps of of performing a tabletop exercise?
    • Cryptographic Protections
      • Cryptography
        • What is cryptography?
        • What are the different types of cryptographic algorithms?
        • What is the difference between symmetric and asymmetric cryptography?
        • What is a hashing algorithm?
        • What is public-key cryptography?
        • What is the purpose of digital signatures?
        • How are digital signatures authenticated?
        • What is the difference between encryption and hashing?
        • How does encryption ensure the confidentiality of data?
        • What is the difference between encryption and steganography?
        • What is the difference between a cipher and a code?
        • What is a one-time pad?
        • What is the difference between symmetric and asymmetric key sizes?
        • What is a key management system?
        • What is a digital certificate?
        • What is the difference between a digital signature and a hash?
        • What’s the difference between Diffie-Hellman and RSA?
        • What is Forward Secrecy?
        • What are block and stream ciphers?
        • What are some examples of symmetric encryption algorithms?
        • What are some examples of asymmetric encryption algorithms?
      • TLS
        • What is TLS?
        • What is the purpose of TLS?
        • How does TLS work?
        • What are the main components of TLS?
        • What are the benefits of using TLS?
        • What are the differences between TLS and SSL?
        • What are the key algorithms used in TLS?
        • What is a TLS certificate?
        • What are the different versions of TLS?
        • What are the common vulnerabilities of TLS?
        • What is a TLS handshake?
        • What is a TLS session?
        • What is a TLS tunnel?
        • How can I configure TLS on my server?
        • What is the difference between TLS and IPsec?
        • Does TLS use symmetric or asymmetric encryption?
        • Describe the process of a TLS session being set up when someone visits a secure website.
        • What’s more secure, SSL, TLS, or HTTPS?
    • Data Classification & Handling
      • DLP
        • Data Exfiltration
        • Data Leakage
      • Data at Rest
      • Data in Transit
        • How do you ensure data is encrypted when stored and transferred?
    • Identification & Authentication
      • SAML
      • MFA
      • SSO
      • IAM Questions
    • Network Security
      • General
      • DNS
        • What is DNS Resolution?
        • What is DNS?
        • What is a Name Server?
        • What is a DNS Record?
        • What is a A Record?
        • What is a AAAA Record?
        • What is a CNAME Record?
        • What is PTR Record?
        • What is a MX Record?
        • What is a ND Record?
        • Explain DNS Record TTL?
        • Is DNS using TCP or UDP?
        • What are the steps in a DNS lookup?
        • Why is DNS monitoring important?
      • Networking
        • What is the network layer?
        • What happens at the network layer?
        • What is a packet?
        • What is the OSI model?
        • What is the TCP/IP Model?
        • OSI model vs. TCP/IP model
        • What is the difference between the 'network' layer and the 'Internet' layer?
        • What protocols are used at the network layer?
        • How do these concepts relate to websites and applications users access over the Internet?
      • TCP/IP Model
    • Privacy
      • Data Privacy - General
        • Data Privacy (Facts)
          • 25 Data Privacy Questions
        • Data categorization
        • Data Anonymization
        • Data Classification
        • Data Inventory
      • HIPAA (Facts)
        • HIPAA Security Rule
          • 25 HIPAA Security Rule Questions
        • HIPAA Privacy Rule
          • 25 HIPAA Privacy Rule
        • Breach Notification Rule and Omnibus Rule of 2013
      • Business Associate Agreement (Facts)
        • 20 BAA Questions
      • Data Use Agreement (Facts)
        • Questions
      • GDPR (Facts)
        • Questions
        • What steps have you taken to protect customer data in light of GDPR?
        • How do you handle personal data requests from customers?
        • Are you aware of the rights customers have under GDPR?
        • How do you handle customer requests to delete their data?
        • Do you have procedures in place to report data breaches in light of GDPR?
        • How do you ensure that third-party vendors comply with GDPR?
        • How do you ensure compliance with GDPR?
    • Risk Management
      • Risk Management
        • Is there an acceptable level of risk?
        • How do you measure risk?
        • What’s the difference between a threat, vulnerability, and a risk?
        • What is the primary reason most companies haven’t fixed their vulnerabilities?
        • What’s the difference between a threat, vulnerability, and a risk?
      • Risk Assessment
        • Cyber Risk Assessment
          • Cyber Risk Assessment Steps
        • 30 Risk Assessment Questions
        • What are the steps of adding a risk to the Risk Register?
        • How do you perform risk assessments for threats?
        • How do you assess and manage third-party risk?
      • Business Impact Assessment
    • Mobile Device Management
      • How do you ensure that all mobile devices are compliant with corporate policies?
      • How do you handle mobile device security issues?
    • Third-Party Management
      • Vendor Risk
        • Vendor Risk Assessment Steps
        • Vendor Contract Reviews
        • Assessing Cloud Vendors
        • Third-Party Data Protection
        • Review of Security Requirements for Contracts
        • Vendor Management Tasks
        • Questions
          • How do you ensure that vendor data is properly secured and protected?
          • What measures do you take to ensure the vendor risk assessment is accurate and up to date?
          • Describe the process you use to conduct a vendor risk assessment?
          • What criteria do you use to evaluate the risks associated with a vendor?
          • How do you monitor and assess a vendor's performance?
          • How do you handle vendor disputes?
          • What is your experience in developing vendor risk assessment policies?
          • How do you ensure that all vendors comply with your risk assessment policy?
          • How do you determine the level of risk associated with a vendor?
          • What steps do you take to ensure the security of vendor data?
          • How do you respond to a potential vendor risk incident?
          • What measures do you take to ensure the accuracy of vendor data?
          • What types of control activities do you perform to mitigate vendor risk?
    • Web Security
      • What measures do you take to ensure the security of a web application?
  • Project Coordination & Collaboration
    • Project Management
      • What challenges have you faced in project management and how did you overcome them?
      • How do you measure the success of a project?
      • What are the proper steps to managing a project from start to finish?
  • Not Ready
    • Vulnerability & Patch Management (Empty)
    • Threat Management (Empty)
    • Security Awareness & Training (Empty)
    • Security Operations (Empty)
    • Secure Engineering & Architecture (Empty)
    • Information Assurance (Empty)
    • Incident Response (Empty)
    • Endpoint Security (Empty)
    • Continuous Monitoring (Empty)
    • Configuration Management (Empty)
    • Asset Management (Empty)
    • Change Management (Empty)
    • Business Continuity & Disaster Recovery (Empty)
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On this page
  • What is the Breach Notification Rule of 2013?
  • What is the Omnibus Rule of 2013?
  • What does the Breach Notification Rule require?
  • What is the timeline for notification under the Breach Notification Rule?
  • What is the penalty for non-compliance with the Breach Notification Rule?
  • What rights do individuals have under the Omnibus Rule?
  • What are the privacy and security requirements under the Omnibus Rule?
  • What is the penalty for non-compliance with the Omnibus Rule?
  • What are the implications of the Breach Notification and Omnibus Rules?
  • How can organizations ensure compliance with the Breach Notification and Omnibus Rules?
  1. Security Domains & Technical Aptitude
  2. Privacy
  3. HIPAA (Facts)

Breach Notification Rule and Omnibus Rule of 2013

What is the Breach Notification Rule of 2013?

The Breach Notification Rule of 2013 is a federal regulation that requires covered entities and business associates to notify individuals when their protected health information (PHI) is breached. This rule was issued by the U.S. Department of Health and Human Services (HHS) and applies to all PHI held or transmitted by a covered entity or business associate.

What is the Omnibus Rule of 2013?

The Omnibus Rule of 2013 is a federal regulation that updates the HIPAA Privacy and Security Rules. It strengthens the privacy and security protections for individuals’ health information by expanding the definition of protected health information, providing new rights to individuals to access and receive copies of their health information, imposing new restrictions on the use and disclosure of PHI, and implementing stronger enforcement of the HIPAA rules.

What does the Breach Notification Rule require?

The Breach Notification Rule requires covered entities and business associates to notify individuals, in writing, of any breach of their protected health information. A breach is defined as the acquisition, access, use, or disclosure of protected health information that is not permitted under the HIPAA Privacy Rule.

What is the timeline for notification under the Breach Notification Rule?

Covered entities and business associates must provide notification of a breach within 60 days of discovering the breach. The notification must include the details of the breach, the type of information involved, steps individuals can take to protect themselves from potential harm, and contact information for the covered entity or business associate.

What is the penalty for non-compliance with the Breach Notification Rule?

Under the Breach Notification Rule, covered entities and business associates may be subject to civil monetary penalties if they fail to notify individuals of a breach. The amount of the penalty depends on the level of negligence and the nature and extent of the breach.

What rights do individuals have under the Omnibus Rule?

Answer: Under the Omnibus Rule, individuals have the right to access their health information, receive copies of their health information in an electronic format, and request restrictions on how their PHI is used and disclosed. Individuals also have the right to receive an accounting of disclosures of their PHI.

What are the privacy and security requirements under the Omnibus Rule?

Answer: The Omnibus Rule requires covered entities and business associates to implement administrative, physical, and technical safeguards to protect the privacy and security of individuals’ PHI. These safeguards include policies and procedures to protect PHI, such as employee training, risk assessments, and data security plans.

What is the penalty for non-compliance with the Omnibus Rule?

Answer: Under the Omnibus Rule, covered entities and business associates may be subject to civil monetary penalties if they fail to comply with the privacy and security requirements. The amount of the penalty depends on the level of negligence and the nature and extent of the violation.

What are the implications of the Breach Notification and Omnibus Rules?

Answer: The Breach Notification and Omnibus Rules have significant implications for covered entities and business associates. They must ensure that they are compliant with the requirements of the rules or risk facing civil monetary penalties. In addition, the rules provide individuals with new rights to access and receive copies of their health information.

How can organizations ensure compliance with the Breach Notification and Omnibus Rules?

Answer: Organizations should ensure that they are familiar with the requirements of the Breach Notification and Omnibus Rules and develop policies and procedures to comply with them. They should also train employees on the requirements of the rules, conduct regular risk assessments, and implement measures to protect the privacy and security of individuals’ PHI.

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Last updated 2 years ago